The method · Documentation

One workflow, documented properly.

Every Novatek workflow is written down before it is run. This is a complete example — a refund request in an e-commerce operation — at the level of detail a new starter can actually work from.

A generic worked example. It is written against a typical e-commerce refund policy so the structure is visible. Your SOPs are written against your policy, your systems and your exceptions, and you sign them off before anyone is trained on them.
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Every SOP starts with who owns it.

An undocumented owner is how a procedure quietly goes stale. Each one carries a version, an owner, a review date and the systems it touches.

ProcedureSOP-CS-014 · Refund request, standard
Version3.2 — supersedes 3.1
OwnerTeam Lead, Customer Support
Approved byClient operations manager
Review cycleQuarterly, or on any policy change
SystemsHelp desk · commerce platform · payment dashboard
Service levelAcknowledge 4h · resolve 1 business day
Applies toOrders under the approval threshold, inside the returns window, standard payment methods
The procedure

Nine steps, with the decisions made explicit.

The steps most SOPs skip are the decision points — where an agent has to judge something. Those are exactly the steps that need writing down.

  1. Step 1

    Verify the customer

    Confirm identity against the order record using the agreed verification fields before discussing any order detail.

    • If verification fails, do not confirm or deny order details
    • Offer the account-recovery path instead
    • Log the failed verification attempt
  2. Step 2

    Locate and read the order

    Open the order, check status, fulfilment date, payment method and any prior contact on the same order.

  3. Step 3

    Check eligibility

    Test the request against three conditions: inside the returns window, item category eligible, and condition as described.

    • All three met → continue to step 4
    • Any one failed → go to exception E1
    • Ambiguous condition → go to exception E2
  4. Step 4

    Check the value threshold

    Refunds at or below the agreed threshold proceed. Above it, authorisation is required before anything is promised to the customer.

    • Never tell a customer a refund is approved before authorisation exists
  5. Step 5

    Process the refund

    Issue to the original payment method only. Record the reference against the order.

  6. Step 6

    Confirm to the customer

    Confirm the amount, the method and the realistic timescale for it to appear — including that the timescale is set by their bank, not by us.

  7. Step 7

    Tag the contact

    Apply the refund reason tag from the agreed taxonomy. This is what makes the contact-driver reporting possible, so a lazy tag costs the client real insight.

  8. Step 8

    Note for the next person

    Write the note for whoever picks up the next contact on this order, not for yourself.

  9. Step 9

    Close

    Close only when the refund is issued and confirmed. A pending authorisation stays open with a follow-up set.

Exceptions

What to do when it does not fit.

The quality of an SOP is decided here. Without documented exceptions, agents improvise, and improvisation is what customers experience as inconsistency.

CodeSituationActionEscalates to
E1Outside the returns windowExplain the policy; offer the goodwill option if within the discretionary band; otherwise decline politely and record the reasonTeam lead if the customer disputes
E2Item condition disputedRequest photographs; do not decide on the call; set expectation of a decision inside one business dayTeam lead, then client if unresolved
E3Above the authorisation thresholdSubmit for authorisation; tell the customer it is being reviewed, not approvedClient operations
E4Original payment method closedDo not refund to an alternative method; follow the alternate-payee procedureClient finance
E5Suspected fraud indicatorsTake no action on the order; do not alert the customer; escalate immediatelyClient fraud team, same day
E6Third refund request from the same account this quarterProcess if eligible, then flag the pattern in the weekly packReported, not escalated
Control

How we know it is being followed.

A procedure nobody checks is a suggestion.

  • Process adherence is a scored criterion worth 20 points, and skipping verification zeroes the contact outright.
  • Refunds above the threshold are reconciled against authorisations weekly.
  • Exception codes are reported in the weekly pack, so a rising E2 rate surfaces a product or listing problem.
  • Every version change is logged with what changed, who approved it and when the team was retrained.

Version history

3.2Added E6 pattern flag after three months of repeat-request data
3.1Authorisation threshold raised; step 4 rewritten
3.0Verification fields changed after client security review
2.4Timescale wording changed — customers were reading it as a guarantee

Version 2.4 is a real kind of change: the procedure was correct but the phrasing produced repeat contacts. Contact-driver reporting is what surfaced it.

Next step

Which of your processes is undocumented?

Most operations have one everybody relies on and nobody has written down. Show us that one, and we will map it and produce the first draft of its SOP.

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